Practical Law

Overview The Senior Managers and Certification Regime (SM&CR) will apply to solo-regulated firms from 9 December 2019. In order to implement SM&CR and comply with it on an ongoing basis, such firms will have to process a significant amount of personal data about their staff. We recommend SM&CR project leads and data protection officers ensure … Continue reading Data protection implications of the Senior Managers and Certification Regime (or SM&CR + GDPR = DPIA + FPN) →